Georgia · Official Code of Georgia Annotated — full code (public domain; via Open US Law, CC BY 4.0)
O.C.G.A. § 10-5-36: Commerce and Trade — O.C.G.A. § 10-5-36
What this law says, in plain English
Broker-dealers and investment advisers may transfer their registrations to successor entities by filing applications or amendments. Material changes in finances or management require new registration applications; predecessors must wind down operations and withdraw within 45 days.
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