Federal · Title 7 — Agriculture
7 U.S.C. § 9c: Notice of investigations and enforcement actions
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The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order entered by the Commission pursuant to section 9 and 13b of this title against any futures commission merchant or introducing broker registered pursuant to section 6f(a)(2) of this title , any floor broker or floor trader exempt from registration pursuant to section 6f(a)(3) of this title , any associated person exempt from registration pursuant to section 6k(6) of this title , or any board of trade designated as a contract market pursuant to section 7b–1 of this title .
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