Federal · Title 15 — Commerce and Trade
15 U.S.C. § 78j: Position limits and position accountability for security-based swaps and large trader reporting
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any security-based swap and any security or loan or group of securities or loans on which such security-based swap is based, which such security-based swap references, or to which such security-based swap is related as described in paragraph (68) of section 78c(a) of this title , and any other instrument relating to such security or loan or group or index of securities or loans; or any security or group or index of securities, the price, yield, value, or volatility of which, or of which any interest therein, is the basis for a material term of such security-based swap as described in paragraph (68) of section 78c(a) of this title ; and any other instrument relating to the same security or group or index of securities described under subparagraph (A). The Commission, by rule, regulation, or order, may conditionally or unconditionally exempt any person or class of persons, any security-based swap or class of security-based swaps, or any transaction or class of transactions from any requirement the Commission may establish under this section with respect to position limits. any member of such self-regulatory organization; or any person for whom a member of such self-regulatory organization effects transactions in such security-based swap; and to adopt rules reasonably designed to ensure compliance with requirements prescribed by the Commission under this subsection. any security-based swap and any security or loan or group or narrow-based security index of securities or loans on which such security-based swap is based, which such security-based swap references, or to which such security-based swap is related as described in section 78c(a)(68) of this title , and any other instrument relating to such security or loan or group or narrow-based security index of securities or loans; or any security-based swap; and any security-based swap and any other instrument relating to the same security or group or narrow-based security index of securities. The Commission, by rule or regulation, may require any person that effects transactions for such person’s own account or the account of others in any securities-based swap or uncleared security-based swap and any security or loan or group or narrow-based security index of securities or loans as set forth in paragraphs (1) and (2) of subsection (a) under this section to report such information as the Commission may prescribe regarding any position or positions in any security-based swap or uncleared security-based swap and any security or loan or group or narrow-based security index of securities or loans and any other instrument relating to such security or loan or group or narrow-based security index of securities or loans as set forth in paragraphs (1) and (2) of subsection (a) under this section.
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